Business Associate Agreement

Last updated: September 2026

This Business Associate Agreement ("BAA") is entered into between you ("Covered Entity") and Alfaaz, LLC d/b/a Alcove ("Business Associate"), effective as of the date you accept this agreement (the "Effective Date"). Covered Entity and Business Associate are each a "Party" and together the "Parties." This BAA governs Business Associate's creation, receipt, maintenance, and transmission of Protected Health Information on Covered Entity's behalf in connection with the services Business Associate provides to Covered Entity (the "Services").

Please note: This BAA is written to be a strong, HIPAA-aligned agreement based on the regulatory model provisions at 45 CFR §164.504(e). It is provided in good faith but is not legal advice, and Alcove is not your attorney. Before you rely on this agreement, and especially before it is used as a click-through with anonymous or self-serve customers, it should be reviewed by your own counsel. If your practice requires a countersigned or negotiated BAA, contact legal@alcove.health.

1. Definitions

Capitalized terms used but not otherwise defined in this BAA have the same meaning as those terms in the Health Insurance Portability and Accountability Act of 1996 ("HIPAA"), the Health Information Technology for Economic and Clinical Health Act ("HITECH"), and their implementing regulations at 45 CFR Parts 160 and 164 (collectively, the "HIPAA Rules"). Without limiting the foregoing, the following terms have the meanings given to them in the HIPAA Rules: Breach, Covered Entity, Data Aggregation, Designated Record Set, Disclosure, Electronic Protected Health Information ("ePHI"), Health Care Operations, Individual, Minimum Necessary, Protected Health Information ("PHI"), Required by Law, Secretary (the Secretary of the U.S. Department of Health and Human Services or their designee), Security Incident, Subcontractor, Unsecured PHI, and Use. As used here, PHI and ePHI mean only the information Business Associate creates, receives, maintains, or transmits for or on behalf of Covered Entity.

2. Permitted and Required Uses and Disclosures of PHI

2.1 Services. Business Associate may use or disclose PHI solely to perform the Services for Covered Entity as described in the applicable Terms of Service, which are: recording of patient-encounter audio, generation of clinical documentation (including SOAP notes and related summaries), and integration of that documentation into Covered Entity's electronic health record. Business Associate may not use or disclose PHI in a manner that would violate the HIPAA Rules if done by Covered Entity, except as provided in Section 2.3.

2.2 Required by Law. Business Associate may use or disclose PHI as Required by Law.

2.3 Management and administration. Business Associate may use PHI for its proper management and administration or to carry out its legal responsibilities. Business Associate may disclose PHI for those purposes only if the disclosure is Required by Law, or if Business Associate obtains reasonable written assurances from the person to whom the PHI is disclosed that it will be held confidentially and used or further disclosed only as Required by Law or for the purpose for which it was disclosed, and that the person will notify Business Associate of any breach of confidentiality, all in accordance with 45 CFR §164.504(e)(4).

2.4 Data Aggregation. Business Associate may use PHI to provide Data Aggregation services relating to the Health Care Operations of Covered Entity, as permitted by 45 CFR §164.504(e)(2)(i)(B).

2.5 De-Identification. Business Associate may use PHI to create de-identified information in accordance with 45 CFR §164.514(a)-(b). Information that has been de-identified in conformance with that standard is no longer PHI, and its use or disclosure is not restricted by this BAA or the HIPAA Rules.

3. Artificial Intelligence Processing and Data Use

This Section describes, in plain terms, how Business Associate handles PHI when it uses artificial intelligence to generate documentation, and how it treats data derived from PHI.

  • Where processing happens. AI generation of clinical documentation runs on Amazon Bedrock, and speech-to-text transcription runs on Amazon Transcribe, both operated by Amazon Web Services ("AWS"). Under AWS's terms for these services, customer content is not used to train the underlying foundation models and is not retained by the model providers for their own purposes. These services are covered by Business Associate's Business Associate Addendum with AWS.
  • No sale of PHI; no training on identifiable PHI. Business Associate does not sell PHI, and does not use identifiable PHI to train, fine-tune, or otherwise develop or improve machine-learning models.
  • De-identified improvement only. As permitted by Sections 2.4 and 2.5, Business Associate may create de-identified information from PHI and may perform Data Aggregation. In particular, Business Associate derives de-identified stylistic and formatting preferences from a practitioner's edits in order to improve that practice's own note output. Once information is de-identified in accordance with 45 CFR §164.514(a)-(b), it is no longer PHI and this BAA does not restrict its use.

4. Obligations and Safeguards

Business Associate agrees to:

  • (a) not use or disclose PHI other than as permitted or required by this BAA or as Required by Law;
  • (b) use appropriate safeguards, and comply with Subpart C of 45 CFR Part 164 (the HIPAA Security Rule) with respect to ePHI, to prevent use or disclosure of PHI other than as provided for by this BAA, including implementing the administrative, physical, and technical safeguards required by 45 CFR §§164.308, 164.310, and 164.312;
  • (c) limit its use, disclosure, and request of PHI to the Minimum Necessary to accomplish the intended purpose, consistent with 45 CFR §164.502(b) and §164.514(d);
  • (d) mitigate, to the extent practicable, any harmful effect that is known to Business Associate of a use or disclosure of PHI by Business Associate in violation of this BAA; and
  • (e) to the extent Business Associate is to carry out one or more of Covered Entity's obligations under Subpart E of 45 CFR Part 164, comply with the requirements of Subpart E that apply to Covered Entity in the performance of those obligations.

Business Associate's current safeguards, which it may update from time to time provided they remain compliant with the standard above, include encryption of PHI at rest and in transit, storage of audio recordings in encrypted cloud storage, and role-based access controls with multi-tenant (per-practice) isolation.

5. Reporting of Impermissible Use or Disclosure and Security Incidents

5.1 Impermissible use or disclosure. Business Associate shall report to Covered Entity any use or disclosure of PHI not provided for by this BAA of which it becomes aware, without unreasonable delay.

5.2 Security Incidents. Business Associate shall report to Covered Entity any Security Incident of which it becomes aware, without unreasonable delay. The Parties acknowledge that routine, unsuccessful attempts (such as pings, port scans, and blocked login attempts) occur regularly and need not be reported individually; this Section 5.2 is deemed satisfied as to such unsuccessful attempts by this acknowledgment, and Business Associate will individually report Security Incidents that result in unauthorized access, use, disclosure, modification, or destruction of PHI, or interference with system operations.

5.3 Breach. Business Associate's obligations with respect to a Breach of Unsecured PHI are set out in Section 6.

6. Breach Notification

Business Associate shall notify Covered Entity of any Breach of Unsecured PHI without unreasonable delay and in no event later than sixty (60) calendar days after discovery of the Breach, consistent with 45 CFR §164.410. Business Associate targets faster notification and will use reasonable efforts to notify Covered Entity promptly after discovery; the sixty (60) day period is a maximum, not a target. To the extent known at the time and as it becomes available thereafter, the notification shall include:

  • the identification of each Individual whose Unsecured PHI has been, or is reasonably believed to have been, accessed, acquired, used, or disclosed during the Breach;
  • a description of what happened, including the date of the Breach and the date of discovery, if known;
  • a description of the types of Unsecured PHI involved (such as name, date of birth, diagnosis, or other identifiers); and
  • the steps Business Associate has taken or will take to investigate the Breach, to mitigate harm to Individuals, and to protect against further Breaches.

Business Associate shall supplement the notification with additional information as it becomes available. Notification is provided by the method described in Section 10.

7. Subcontractors

In accordance with 45 CFR §§164.502(e)(1)(ii) and 164.314(a)(2)(iii), Business Associate shall ensure that any Subcontractor that creates, receives, maintains, or transmits PHI on behalf of Business Associate agrees in writing to restrictions and conditions on the PHI that are at least as protective as those that apply to Business Associate under this BAA, including the applicable requirements of the HIPAA Security Rule with respect to ePHI.

8. Individual Rights

To the extent Business Associate maintains PHI in a Designated Record Set, Business Associate shall:

  • (a) Access. make such PHI available to Covered Entity, or as directed by Covered Entity to an Individual, as necessary to satisfy Covered Entity's obligations under 45 CFR §164.524;
  • (b) Amendment. make any amendment to such PHI as directed or agreed to by Covered Entity pursuant to 45 CFR §164.526, or take other measures as necessary to satisfy Covered Entity's obligations under that section; and
  • (c) Accounting. maintain and make available the information required to provide an accounting of disclosures as necessary to satisfy Covered Entity's obligations under 45 CFR §164.528.

To the extent Business Associate has agreed to carry out any of Covered Entity's obligations under these sections, it shall carry them out in compliance with the applicable requirements that apply to Covered Entity.

9. Access by the Secretary

Business Associate shall make its internal practices, books, and records relating to the use and disclosure of PHI available to the Secretary for purposes of determining Covered Entity's or Business Associate's compliance with the HIPAA Rules.

10. Term and Termination

10.1 Term. This BAA is effective as of the Effective Date and remains in effect until all PHI is returned or destroyed as provided in Section 10.3, or until terminated as provided in Section 10.2.

10.2 Termination for cause. Covered Entity may terminate this BAA and the underlying Services if Business Associate materially breaches this BAA and fails to cure the breach within thirty (30) days after written notice of the breach, or immediately if cure is not possible.

10.3 Effect of termination. Upon termination of this BAA, Business Associate shall, if feasible, return or destroy all PHI it maintains in any form and retain no copies, within a reasonable period and no later than thirty (30) days. If return or destruction of any PHI is infeasible, Business Associate shall extend the protections of this BAA to that PHI, limit further use or disclosure of that PHI to those purposes that make return or destruction infeasible (for example, retention in secure encrypted backups or in immutable audit logs required by law), and make no further use or disclosure of that PHI except as required for those purposes, for so long as Business Associate retains it.

10.4 Survival. The obligations of Business Associate under this Section 10 and under Sections 4, 5, and 6 survive termination of this BAA with respect to any PHI that Business Associate retains.

11. General

11.1 Amendment to comply with law. The Parties agree to take such action as is necessary to amend this BAA from time to time as is necessary for the Parties to comply with the requirements of the HIPAA Rules. Any amendment to the HIPAA Rules that alters a Party's obligations is incorporated into this BAA as of the effective date of that regulatory change.

11.2 No third-party beneficiaries. Nothing in this BAA confers, or is intended to confer, any rights or remedies upon any person other than the Parties and their respective successors and permitted assigns.

11.3 Interpretation and order of precedence. Any ambiguity in this BAA shall be resolved to permit the Parties to comply with the HIPAA Rules. In the event of a conflict between this BAA and the Terms of Service or any other agreement between the Parties regarding the treatment of PHI, this BAA controls.

11.4 Governing law. This BAA is governed by the laws of the State of Virginia, without regard to its conflict-of-laws principles, except to the extent preempted by federal law.

11.5 Notices. Breach and Security Incident reports and other legal notices to Covered Entity will be sent to the email address associated with Covered Entity's account. Notices to Business Associate will be sent to legal@alcove.health.

11.6 Acceptance. By accepting this BAA, the individual accepting represents and warrants that he or she is authorized to enter into this BAA on behalf of Covered Entity and to bind Covered Entity to its terms. The Parties agree that acceptance by electronic means, together with Business Associate's record of the acceptance (including the accepting individual's email address, the version of the BAA accepted, and the date and time of acceptance), constitutes a valid and binding signature under the federal E-SIGN Act and applicable state law.

Alcove is operated by Alfaaz, LLC. For questions about this BAA, contact legal@alcove.health.